# SEC Investment Advisers Act of 1940 order IA-1621
> Respondent: **Vigil Asset Management Group, Inc. and Thomas Batterman** · 1997-03-17 · File 3-9128
## Proceeding
- **Release Number:** IA-1621
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-9128
- **Publish Date:** 1997-03-17
## Respondents
- Vigil Asset Management Group, Inc. and Thomas Batterman
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*