# SEC Investment Advisers Act of 1940 order IA-1622
> Respondent: **H.P. Hambrick Co., Inc. and Henry P. Hambrick** · 1997-03-18 · File 3-9275
## Proceeding
- **Release Number:** IA-1622
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-9275
- **Publish Date:** 1997-03-18
## Respondents
- H.P. Hambrick Co., Inc. and Henry P. Hambrick
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*