# SEC Investment Advisers Act of 1940 order IA-1636
> Respondent: **Oakwood Counselors, Inc. and Paul J. Sherman** · 1997-06-13 · File 3-9243
## Proceeding
- **Release Number:** IA-1636
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-9243
- **Publish Date:** 1997-06-13
## Respondents
- Oakwood Counselors, Inc. and Paul J. Sherman
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*