# SEC Investment Advisers Act of 1940 order IA-1648
> Respondent: **First Capital Strategists, Robert E. Frith Jr., Keith H.Cunningham, Paul J. Gangemi, and John J. McCollum** · — · File 3-9362
## Proceeding
- **Release Number:** IA-1648
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-9362
- **Publish Date:** —
## Respondents
- First Capital Strategists, Robert E. Frith Jr., Keith H.Cunningham, Paul J. Gangemi, and John J. McCollum
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*