# SEC Investment Advisers Act of 1940 order IA-1715
> Respondent: **Steven L. Down** · 1998-04-13 · File 3-9578
## Proceeding
- **Release Number:** IA-1715
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-9578
- **Publish Date:** 1998-04-13
## Respondents
- Steven L. Down
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*