# SEC Investment Advisers Act of 1940 order IA-1741
> Respondent: **Nicholas-Appelgate Capital Management** · — · File 3-9673
## Proceeding
- **Release Number:** IA-1741
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-9673
- **Publish Date:** —
## Respondents
- Nicholas-Appelgate Capital Management
---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*