# SEC Investment Advisers Act of 1940 order IA-1793
> Respondent: **Robert J. Smith** · 1999-03-10 · File 3-9782
## Proceeding
- **Release Number:** IA-1793
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-9782
- **Publish Date:** 1999-03-10
## Respondents
- Robert J. Smith
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*