# SEC Investment Advisers Act of 1940 order IA-1957
> Respondent: **Dana C. Giacchetto and The Cassandra Group, Inc.** · 2001-07-31 · File 3-10542
## Proceeding
- **Release Number:** IA-1957
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-10542
- **Publish Date:** 2001-07-31
## Respondents
- Dana C. Giacchetto and The Cassandra Group, Inc.
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*