# SEC Investment Advisers Act of 1940 order IA-2029
> Respondent: **James Oh** · 2002-04-18 · File 3-10759
## Proceeding
- **Release Number:** IA-2029
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-10759
- **Publish Date:** 2002-04-18
## Respondents
- James Oh
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*