# SEC Investment Advisers Act of 1940 order IA-2034
> Respondent: **Alexis A. Arlett** · 2002-05-30 · File 3-10788
## Proceeding
- **Release Number:** IA-2034
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-10788
- **Publish Date:** 2002-05-30
## Respondents
- Alexis A. Arlett
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*