# SEC Investment Advisers Act of 1940 order IA-2131
> Respondent: **David M. Mobley, Sr.** · 2003-05-20 · File 3-11130
## Proceeding
- **Release Number:** IA-2131
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-11130
- **Publish Date:** 2003-05-20
## Respondents
- David M. Mobley, Sr.
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*