# SEC Investment Advisers Act of 1940 order IA-2133A
> Respondent: **Yehuda Shiv** · 2003-05-29 · File 3-11138
## Proceeding
- **Release Number:** IA-2133A
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-11138
- **Publish Date:** 2003-05-29
## Respondents
- Yehuda Shiv
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*