# SEC Investment Advisers Act of 1940 order IA-2171
> Respondent: **Michael Batterman and Randall B. Batterman III James T. Kelly, Administrative Law Judge** · — · File 3-11259
## Proceeding
- **Release Number:** IA-2171
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-11259
- **Publish Date:** —
## Respondents
- Michael Batterman and Randall B. Batterman III James T. Kelly, Administrative Law Judge
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*