# SEC Investment Advisers Act of 1940 order IA-2193
> Respondent: **Sherman S. Smith** · — · File 3-11340
## Proceeding
- **Release Number:** IA-2193
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-11340
- **Publish Date:** —
## Respondents
- Sherman S. Smith
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*