# SEC Investment Advisers Act of 1940 order IA-2237
> Respondent: **Lee Bradford Arberg** · 2004-05-19 · File 3-11494
## Proceeding
- **Release Number:** IA-2237
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-11494
- **Publish Date:** 2004-05-19
## Respondents
- Lee Bradford Arberg
---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*