# SEC Investment Advisers Act of 1940 order IA-2244
> Respondent: **Warren Asset Management, LLC and Weldon R. Warren** · 2004-05-28 · File 3-11505
## Proceeding
- **Release Number:** IA-2244
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-11505
- **Publish Date:** 2004-05-28
## Respondents
- Warren Asset Management, LLC and Weldon R. Warren
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*