# SEC Investment Advisers Act of 1940 order IA-2260
> Respondent: **Joseph L. Norris and Mark G. Coleman** · 2004-07-09 · File 3-11467
## Proceeding
- **Release Number:** IA-2260
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-11467
- **Publish Date:** 2004-07-09
## Respondents
- Joseph L. Norris and Mark G. Coleman
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*