# SEC Investment Advisers Act of 1940 order IA-2379, IC-26859
> Respondent: **John D. Carifa** · 2005-04-28 · File 3-11915
## Proceeding
- **Release Number:** IA-2379, IC-26859
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-11915
- **Publish Date:** 2005-04-28
## Respondents
- John D. Carifa
## Order PDF

- [https://www.sec.gov/files/litigation/admin/ia-2379.pdf](https://www.sec.gov/files/litigation/admin/ia-2379.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*