# SEC Investment Advisers Act of 1940 order IA-2452, IC-27171
> Respondent: **American Express Financial Corporation (now known as AmeripriseFinancial, Inc.)** · — · File 3-12114
## Proceeding
- **Release Number:** IA-2452, IC-27171
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-12114
- **Publish Date:** —
## Respondents
- American Express Financial Corporation (now known as AmeripriseFinancial, Inc.)
## Order PDF

- [https://www.sec.gov/files/litigation/admin/ia-2452.pdf](https://www.sec.gov/files/litigation/admin/ia-2452.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*