# SEC Investment Advisers Act of 1940 order IA-2813, IC-28532
> Respondent: **Scott E. Desano, Thomas H. Bruderman, Timothy J. Burnieika, Robert L. Burns, David K. Donovan, Edward S. Driscoll, Jeffrey D. Harris, Christopher J. Horan, Steven P. Pascucci, and Kirk C. Smith Robert G. Mahony, Administrative Law Judge** · — · File 3-12978
## Proceeding
- **Release Number:** IA-2813, IC-28532
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-12978
- **Publish Date:** —
## Respondents
- Scott E. Desano, Thomas H. Bruderman, Timothy J. Burnieika, Robert L. Burns, David K. Donovan, Edward S. Driscoll, Jeffrey D. Harris, Christopher J. Horan, Steven P. Pascucci, and Kirk C. Smith Robert G. Mahony, Administrative Law Judge
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2008/ia-2813.pdf](https://www.sec.gov/files/litigation/admin/2008/ia-2813.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*