# SEC Investment Advisers Act of 1940 order IA-2857
> Respondent: **Matthew La Madrid Robert G. Mahony, Administrative Law Judge** · 2009-03-26 · File 3-13415
## Proceeding
- **Release Number:** IA-2857
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-13415
- **Publish Date:** 2009-03-26
## Respondents
- Matthew La Madrid Robert G. Mahony, Administrative Law Judge
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2009/ia-2857.pdf](https://www.sec.gov/files/litigation/admin/2009/ia-2857.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*