# SEC Investment Advisers Act of 1940 order IA-2891
> Respondent: **Raymond Thomas** · 2009-06-10 · File 3-13408
## Proceeding
- **Release Number:** IA-2891
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-13408
- **Publish Date:** 2009-06-10
## Respondents
- Raymond Thomas
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2009/ia-2891.pdf](https://www.sec.gov/files/litigation/admin/2009/ia-2891.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*