# SEC Investment Advisers Act of 1940 order IA-3004
> Respondent: **William L. Gunlicks** · 2010-03-17 · File 3-13820
## Proceeding
- **Release Number:** IA-3004
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-13820
- **Publish Date:** 2010-03-17
## Respondents
- William L. Gunlicks
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2010/ia-3004.pdf](https://www.sec.gov/files/litigation/admin/2010/ia-3004.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*