← SEC administrative proceedings

Pequot Capital Management, Inc. and Arthur J. Samberg

Investment Advisers Act of 1940 · IA-3035 · 2010-06-08 · File 3-13928

Proceeding

Release Number

IA-3035

Statutory Act

Investment Advisers Act of 1940

File Number

3-13928

Publish Date

2010-06-08

Respondents

• Pequot Capital Management, Inc. and Arthur J. Samberg

Source

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SEC.gov

Authoritative

SEC Administrative Proceedings

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