# SEC Investment Advisers Act of 1940 order IA-3044
> Respondent: **Stephen Michael Alexander** · 2010-07-02 · File 3-13953
## Proceeding
- **Release Number:** IA-3044
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-13953
- **Publish Date:** 2010-07-02
## Respondents
- Stephen Michael Alexander
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2010/ia-3044.pdf](https://www.sec.gov/files/litigation/admin/2010/ia-3044.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*