# SEC Investment Advisers Act of 1940 order IA-3171
> Respondent: **Timothy Smith** · 2011-03-09 · File 3-14290
## Proceeding
- **Release Number:** IA-3171
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-14290
- **Publish Date:** 2011-03-09
## Respondents
- Timothy Smith
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2011/ia-3171.pdf](https://www.sec.gov/files/litigation/admin/2011/ia-3171.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*