# SEC Investment Advisers Act of 1940 order IA-3173
> Respondent: **Stephen Cina** · 2011-03-10 · File 3-14292
## Proceeding
- **Release Number:** IA-3173
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-14292
- **Publish Date:** 2011-03-10
## Respondents
- Stephen Cina
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2011/ia-3173.pdf](https://www.sec.gov/files/litigation/admin/2011/ia-3173.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*