# SEC Investment Advisers Act of 1940 order IA-3214
> Respondent: **Thomas C. Hardin** · 2011-06-14 · File 3-14424
## Proceeding
- **Release Number:** IA-3214
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-14424
- **Publish Date:** 2011-06-14
## Respondents
- Thomas C. Hardin
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2011/ia-3214.pdf](https://www.sec.gov/files/litigation/admin/2011/ia-3214.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*