# SEC Investment Advisers Act of 1940 order IA-3244
> Respondent: **Dale E. St. Jean Robert G. Mahony, Administrative Law Judge** · 2011-07-20 · File 3-14472
## Proceeding
- **Release Number:** IA-3244
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-14472
- **Publish Date:** 2011-07-20
## Respondents
- Dale E. St. Jean Robert G. Mahony, Administrative Law Judge
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2011/ia-3244.pdf](https://www.sec.gov/files/litigation/admin/2011/ia-3244.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*