# SEC Investment Advisers Act of 1940 order IA-3312
> Respondent: **Massachusetts Financial Services Co., John W. Ballen and Kevin R. Parke** · — · File 3-11393
## Proceeding
- **Release Number:** IA-3312
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-11393
- **Publish Date:** —
## Respondents
- Massachusetts Financial Services Co., John W. Ballen and Kevin R. Parke
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2011/ia-3312.pdf](https://www.sec.gov/files/litigation/admin/2011/ia-3312.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*