# SEC Investment Advisers Act of 1940 order IA-3319
> Respondent: **Oliver R. Grace, Jr.** · — · File 3-14635
## Proceeding
- **Release Number:** IA-3319
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-14635
- **Publish Date:** —
## Respondents
- Oliver R. Grace, Jr.
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2011/ia-3319.pdf](https://www.sec.gov/files/litigation/admin/2011/ia-3319.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*