# SEC Investment Advisers Act of 1940 order IA-3415
> Respondent: **Steven Enrico Lopez, Sr.** · 2012-06-05 · File 3-14907
## Proceeding
- **Release Number:** IA-3415
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-14907
- **Publish Date:** 2012-06-05
## Respondents
- Steven Enrico Lopez, Sr.
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2012/ia-3415.pdf](https://www.sec.gov/files/litigation/admin/2012/ia-3415.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*