# SEC Investment Advisers Act of 1940 order IA-3560
> Respondent: **Nicholas Delbrocco** · 2013-03-01 · File 3-15222
## Proceeding
- **Release Number:** IA-3560
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-15222
- **Publish Date:** 2013-03-01
## Respondents
- Nicholas Delbrocco
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2013/ia-3560.pdf](https://www.sec.gov/files/litigation/admin/2013/ia-3560.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*