# SEC Investment Advisers Act of 1940 order IA-3589
> Respondent: **Whitman, Douglas F.** · 2013-04-18 · File 3-15285
## Proceeding
- **Release Number:** IA-3589
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-15285
- **Publish Date:** 2013-04-18
## Respondents
- Whitman, Douglas F.
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2013/ia-3589.pdf](https://www.sec.gov/files/litigation/admin/2013/ia-3589.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*