# SEC Investment Advisers Act of 1940 order IA-3600, IC-30504
> Respondent: **Putnam Investment Management, LLC** · 2013-05-03 · File 3-11317
## Proceeding
- **Release Number:** IA-3600, IC-30504
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-11317
- **Publish Date:** 2013-05-03
## Respondents
- Putnam Investment Management, LLC
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2013/ia-3600.pdf](https://www.sec.gov/files/litigation/admin/2013/ia-3600.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*