# SEC Investment Advisers Act of 1940 order IA-3630
> Respondent: **Deal, Jon Harvey** · 2013-07-18 · File 3-15380
## Proceeding
- **Release Number:** IA-3630
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-15380
- **Publish Date:** 2013-07-18
## Respondents
- Deal, Jon Harvey
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2013/ia-3630.pdf](https://www.sec.gov/files/litigation/admin/2013/ia-3630.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*