# SEC Investment Advisers Act of 1940 order IA-3688
> Respondent: **Richard Lee** · — · File 3-15552
## Proceeding
- **Release Number:** IA-3688
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-15552
- **Publish Date:** —
## Respondents
- Richard Lee
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2013/ia-3688.pdf](https://www.sec.gov/files/litigation/admin/2013/ia-3688.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*