# SEC Investment Advisers Act of 1940 order IA-3735, IC-30828
> Respondent: **Joseph G. Parish III and Scott H. Shannon** · — · File 3-15643
## Proceeding
- **Release Number:** IA-3735, IC-30828
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-15643
- **Publish Date:** —
## Respondents
- Joseph G. Parish III and Scott H. Shannon
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2013/ia-3735.pdf](https://www.sec.gov/files/litigation/admin/2013/ia-3735.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*