# SEC Investment Advisers Act of 1940 order IA-3815
> Respondent: **James Alexander Shepherd** · 2014-04-08 · File 3-15831
## Proceeding
- **Release Number:** IA-3815
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-15831
- **Publish Date:** 2014-04-08
## Respondents
- James Alexander Shepherd
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2014/ia-3815.pdf](https://www.sec.gov/files/litigation/admin/2014/ia-3815.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*