# SEC Investment Advisers Act of 1940 order IA-3831
> Respondent: **Ronald N. Dennis** · 2014-05-08 · File 3-15865
## Proceeding
- **Release Number:** IA-3831
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-15865
- **Publish Date:** 2014-05-08
## Respondents
- Ronald N. Dennis
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2014/ia-3831.pdf](https://www.sec.gov/files/litigation/admin/2014/ia-3831.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*