# SEC Investment Advisers Act of 1940 order IA-3985
> Respondent: **Pappas, John Thomas** · — · File 3-16057
## Proceeding
- **Release Number:** IA-3985
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-16057
- **Publish Date:** —
## Respondents
- Pappas, John Thomas
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2014/ia-3985.pdf](https://www.sec.gov/files/litigation/admin/2014/ia-3985.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*