# SEC Investment Advisers Act of 1940 order IA-4106
> Respondent: **Frederic Elm f/k/a Frederic Elmaleh** · 2015-06-09 · File 3-16580
## Proceeding
- **Release Number:** IA-4106
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-16580
- **Publish Date:** 2015-06-09
## Respondents
- Frederic Elm f/k/a Frederic Elmaleh
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2015/ia-4106.pdf](https://www.sec.gov/files/litigation/admin/2015/ia-4106.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*