# SEC Investment Advisers Act of 1940 order IA-4309
> Respondent: **Price, Aubrey Lee** · — · File 3-16766
## Proceeding
- **Release Number:** IA-4309
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-16766
- **Publish Date:** —
## Respondents
- Price, Aubrey Lee
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2016/ia-4309.pdf](https://www.sec.gov/files/litigation/admin/2016/ia-4309.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*