# SEC Investment Advisers Act of 1940 order IA-4357
> Respondent: **Malik, Moazzam "Mark"** · 2016-03-23 · File 3-17067
## Proceeding
- **Release Number:** IA-4357
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-17067
- **Publish Date:** 2016-03-23
## Respondents
- Malik, Moazzam "Mark"
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2016/ia-4357.pdf](https://www.sec.gov/files/litigation/admin/2016/ia-4357.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*