# SEC Investment Advisers Act of 1940 order IA-4361
> Respondent: **Cambridge Investment Research Advisors, Inc.** · 2016-04-05 · File 3-17195
## Proceeding
- **Release Number:** IA-4361
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-17195
- **Publish Date:** 2016-04-05
## Respondents
- Cambridge Investment Research Advisors, Inc.
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2016/ia-4361.pdf](https://www.sec.gov/files/litigation/admin/2016/ia-4361.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*