# SEC Investment Advisers Act of 1940 order IA-4374, IC-32089
> Respondent: **Daniel N. Ginsparg** · 2016-04-20 · File 3-17220
## Proceeding
- **Release Number:** IA-4374, IC-32089
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-17220
- **Publish Date:** 2016-04-20
## Respondents
- Daniel N. Ginsparg
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2016/ia-4374.pdf](https://www.sec.gov/files/litigation/admin/2016/ia-4374.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*