# SEC Investment Advisers Act of 1940 order IA-4379
> Respondent: **Roger S. Bliss** · 2016-04-27 · File 3-17235
## Proceeding
- **Release Number:** IA-4379
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-17235
- **Publish Date:** 2016-04-27
## Respondents
- Roger S. Bliss
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2016/ia-4379.pdf](https://www.sec.gov/files/litigation/admin/2016/ia-4379.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*