# SEC Investment Advisers Act of 1940 order IA-4406
> Respondent: **Markusen, Steven R. Cope, Jay C.** · 2016-05-31 · File 3-17265
## Proceeding
- **Release Number:** IA-4406
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-17265
- **Publish Date:** 2016-05-31
## Respondents
- Markusen, Steven R. Cope, Jay C.
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2016/ia-4406.pdf](https://www.sec.gov/files/litigation/admin/2016/ia-4406.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*