# SEC Investment Advisers Act of 1940 order IA-4413
> Respondent: **James Caird Asset Management LLP and Timothy G. Leslie** · 2016-06-02 · File 3-17276
## Proceeding
- **Release Number:** IA-4413
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-17276
- **Publish Date:** 2016-06-02
## Respondents
- James Caird Asset Management LLP and Timothy G. Leslie
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2016/ia-4413.pdf](https://www.sec.gov/files/litigation/admin/2016/ia-4413.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*