# SEC Investment Advisers Act of 1940 order IA-4453
> Respondent: **Riverfront Investment Group, LLC** · 2016-07-14 · File 3-17343
## Proceeding
- **Release Number:** IA-4453
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-17343
- **Publish Date:** 2016-07-14
## Respondents
- Riverfront Investment Group, LLC
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2016/ia-4453.pdf](https://www.sec.gov/files/litigation/admin/2016/ia-4453.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*